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Welcome to Module 4:

Root Cause Analysis

In the previous sections, you were introduced to basic human rights in the Monterey Framework and how these should manifest in the fishing industry. You were given guidance and best practices in assessing core labor violations in Module 3.  

In this module, you will be introduced to root cause analysis (RCA), to help you address core labor issues found in your fishing operations or plan improvements for your labor due-diligence systems. 

The module will provide you with practical advice on not only planning corrective actions for labor violations, but also on taking steps to prevent recurrence.

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Objectives

  • To understand core labor violations in their context

  • To introduce assessors to systems thinking as a lens to understand labor issues as a problem-situation that emerges from different sources and factors 

  • To provide practical tools to help you find root causes of labor violations  

V SEA V SEA

5 Whys: An RCA Tool

One commonly used root-cause analysis technique is the 5 Whys. As the name suggests, this type of RCA involves asking why five times in relation to a specific problem.

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